Parent-Channel Closure for Composite Complex Scalars:
A Generic EFT Criterion and an Axis Model Application
Parent-Channel Closure for Composite Complex Scalars:
A Generic EFT Criterion and an Axis Model Application
Abstract
Complex scalar fields can enter effective field theories as elementary fields, order parameters, auxiliary variables, condensate coordinates, or composite response coordinates. This paper formulates a parent-channel closure criterion for the case in which a one-complex-scalar effective field is claimed to arise from a fixed microscopic scalar coherence channel. The criterion separates four layers: a parent-channel certificate, the minimal faithful representation of a compact charged scalar block, the parent response data fixing the effective coefficients, and the downstream matching maps using those coefficients. The representation-theoretic step is standard: a connected compact U(1) has no nontrivial one-real-dimensional charged representation; its smallest faithful real charged block is two-dimensional, equivalently one complex scalar. The substantive condition is provenance. The parent certificate must select a single compact scalar channel with positive-norm local response, stabilizing higher response data, an effective cutoff, and no additional light charged scalar block below that cutoff. Downstream scalar-sector coefficients must then factor through the same parent response and matching prescription. A spectral-compression theorem gives a stronger sufficient condition: if a self-adjoint parent response contains exactly one unstable compact charged Lorentz-scalar two-plane with positive quartic stabilization, while all other charged scalar blocks are heavy or stable below the cutoff, the one-complex-scalar effective coordinate is generated by that single spectral block. The final section applies the criterion to the Axis Model as a conditional EFT closure audit. Using the cited Axis provenance ledger, the retained parent branch satisfies the one-field scalar audit within the stated parent-response class.
Keywords: complex scalar field; effective field theory; order parameter; compact U(1); composite scalar; scalar coherence; Axis Model; parent-channel closure; provenance matching